Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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December 8, 2020
I-20-45: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021

July 8, 2020
I-20-27: Reminder: Compliance Date for NFA's Swaps Proficiency Requirements is January 31, 2021

January 27, 2020
I-20-03: NFA's Swaps Proficiency Requirements now available online

January 7, 2020
I-20-01: NFA's Swaps Proficiency Requirements become effective January 31, 2020

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