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CTA - Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

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October 23, 2023
I-23-19: NFA Announces 2023 Nominating Committee Nominations

September 8, 2023
I-23-16: Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2024 Regular Annual Meeting and Executive Representative Reminder

July 25, 2023
I-23-15: Effective date for repeal of NFA Interpretive Notice regarding reduced NFA assessment fee for diminutive notional value-designated contracts

June 29, 2023
I-23-13: Effective date of amendments to NFA's Articles of Incorporation and Bylaws to implement changes to NFA's governance structure

June 5, 2023
I-23-12: Information regarding NFA's upcoming move to new Chicago office space

May 24, 2023
I-23-11: FINRA adjusts online testing requirements for candidates seeking to take futures industry proficiency exams

March 29, 2023
I-23-10: Effective date for NFA rule establishing requirements for Members engaged in digital asset commodity activities

February 23, 2023
I-23-07: NFA's Board of Directors re-elects Maureen C. Downs to serve as Chair

February 6, 2023
I-23-05: Educational resources, common deficiencies and other important regulatory information for CPO and CTA Members

January 23, 2023
I-23-03: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 10, 2023
I-23-02: Executive Representative Reminder and Proposed Amendments to NFA's Articles of Incorporation Relating to NFA's Governance

January 4, 2023
I-23-01: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Selection