Proposed Rule
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(additions are underscored and deletions are
RULE 3-3. SERVICE.
For purposes of any proceeding brought under Part 3 of these Rules:
(c) documents filed with NFA under this Part must be delivered or mailed to:
-
National Futures Association
300 South Riverside Plaza
Chicago, IL 60606
Attn: Legal Docketing Department
REGISTRATION RULES
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PART 500. PROCEEDINGS TO DENY, CONDITION,
SUSPEND AND REVOKE REGISTRATION
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RULE 502. GENERAL PROVISIONS.
(c) Documents served by an applicant or registrant upon NFA under this Part 500 shall be considered served or filed only upon actual receipt by the Legal Docketing Department of National Futures Association, 200 West Madison Street, 300 South Riverside Plaza, Chicago, Illinois 60606.
INTERPRETIVE NOTICES
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Waiver requests should be directed to:
-
Director of Compliance
National Futures Association
Suite 1500
300 South Riverside Plaza
Chicago, Illinois 60606
REGISTRATION RULE 402: CTAS TRADING PRIMARILY IN SECURITIES
Waiver requests should be directed to:
-
Director of Compliance
National Futures Association
Suite 1500
Chicago, Illinois 60606