Proposed Rule
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsProposed Amendments to NFA Bylaws 514, and 708(b) and Compliance Rule 2-29(c)(6) (Additions are underscored and deletions are stricken)
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CHAPTER 5
BOARD OF DIRECTORS
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BYLAW 514. PROHIBITION AGAINST USE OF NON-PUBLIC INFORMATION.
No Director or functional equivalent thereof shall use or disclose material, non-public information obtained as a result of participation on the Board of Directors or any subcommittee of the Board of Directors, for any purpose other than the performance of official duties as a Director or subcommittee member.
BYLAW 708. QUALIFICATIONS AND OBLIGATIONS OF MEMBERS OF NFA COMMITTEES.
(b) No member or functional equivalent thereof of any NFA Committee or subcommittee shall use or disclose material, non-public information, obtained as a result of participation on the Committee or subcommittee, for any purpose other than the performance of official duties as a member of the Committee or subcommittee thereof.
COMPLIANCE RULES
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Part 2 - RULES GOVERNING THE BUSINESS CONDUCT OF MEMBERS REGISTERED WITH THE COMMISSION
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RULE 2-29. COMMUNICATIONS WITH THE PUBLIC AND PROMOTIONAL MATERIAL.
(c) Hypothetical Results.
(6) These restrictions on the use of hypothetical trading results shall not apply to promotional material directed exclusively to persons who meet the standards of a "Qualified Eligible Participant Person" under CFTC Regulation 4.7.