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Proposed Rule

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Proposed Amendments to NFA Code of Arbitration: Section 1 (additions are underscored and deletions are in brackets):

CODE OF ARBITRATION

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SECTION 1. DEFINITIONS.

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(k) Futures"-includes:

    (1) futures and options contracts traded on a Commission-licensed exchange;

    (2) options contracts granted by a person that has registered with the Commission under Section 4c(d) of the Act as a grantor of such option contracts or has notified the Commission under the Commission's Rules that it is qualified to grant such option contracts;

    (3) foreign futures and foreign options transactions made or to be made on or subject to the rules of a foreign board of trade for or on behalf of foreign futures and foreign options customers as those terms are defined in the Commission's Rules; [and]

    (4) leverage transactions as that term is defined in the Commission's Rules; and

    (5) security futures products, as that term is defined in Section 1a(32) of the Act.

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