Proposed Rule2018 | 2017 | 2016 | 2015 | 2014 | Show more years
(to read as follows)
SECTION 10. LATE FINANCIAL REPORTS
Each financial report required by Section 1, 5, or 6 that is filed after it is due shall be accompanied by a fee of $200 for each business day it is late. Payment and acceptance of the fee does not preclude NFA from filing a disciplinary action under the Compliance Rules for failure to comply with the deadlines imposed by NFA Financial Requirements or CFTC rules.