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June 15, 2007
For more information contact:
Larry Dyekman (312) 781-1372, ldyekman@nfa.futures.org
Karen Wuertz (312) 781-1335, kwuertz@nfa.futures.org
NFA settles enforcement action against Chambers Golon Investments and its principal, Kirk Chambers
June 15, Chicago - National Futures Association (NFA) has ordered Chambers Golon Investments to permanently withdraw from NFA membership and its principal, Kirk Chambers to withdraw from NFA associate membership for a period of two years. Chambers Golon Investments is an Introducing Broker located in Flint, Texas. The Decision, issued by an NFA Hearing Panel, is based on a Complaint filed in March 2007 and a settlement offer submitted by Chambers Golon Investments and Chambers.
The Hearing Panel found that Chamber Golan Investments failed to abide by the tape recording requirements of a prior Decision issued in April 2005 by NFA's Business Conduct Committee. In addition, the Hearing Panel found that Chambers Golan Investments and Chambers failed to supervise their employees to ensure their compliance with the taping requirements of the previous Decision.
NFA is the premier independent provider of innovative and efficient regulatory programs that safeguard the integrity of the derivatives markets.