News Releases2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | Show fewer years
September 22, 2009
For more information contact:
Karen Wuertz (312) 781-1335, firstname.lastname@example.org
NFA permanently bars New York firm Changes Capital Management LLC and its principal
September 22, Chicago - National Futures Association (NFA) has permanently barred from NFA membership Changes Capital Management LLC (CCM), a Commodity Trading Advisor located in New York City, and its principal, Pinank V. Shah. The Decision, issued by NFA's Business Conduct Committee, is based on an NFA Complaint filed in June 2009.
The Committee found that CCM and Shah failed to cooperate with NFA in its inquiry of the firm's business operations.
NFA is the premier independent provider of innovative and efficient regulatory programs that safeguard the integrity of the futures markets.