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July 16, 2015
NFA bars Boca Raton, Fla. firm Wealth Creation Investments LLC and Delray Beach, Fla. firm Fox Financial Group LLC from membership
July 16, Chicago—National Futures Association (NFA) barred Wealth Creation Investments LLC (Wealth Creation), an NFA Member introducing broker, and Fox Financial Group LLC (Fox Financial), an NFA Member commodity trading advisor, from NFA membership. The firms' sole principal and associated person (AP), Marcy F. Javor, was also ordered to withdraw from NFA associate membership and not to register as an AP or act as a principal of an NFA Member for four years.
The Decision, issued by an NFA Hearing Panel, is based on a Complaint authorized by NFA's Business Conduct Committee on September 3, 2014, and settlement offer submitted by Wealth Creation, Fox Financial, and Javor. The Hearing Panel found that Wealth Creation, Fox Financial, and Javor made misleading sales solicitations; that Fox Financial used a disclosure document that included misleading performance information; and that Javor sent promotional emails to customers that also included misleading performance information.