News Releases

NFA issues news releases to announce any significant disciplinary action or other NFA news.

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December 30, 2016
NFA permanently bars Eden Prairie, Minn., introducing broker Vincent Capital Group from membership

November 18, 2016
Thomas Sexton to succeed Daniel Roth as NFA President and CEO on March 1, 2017

November 4, 2016
NFA orders London, England, commodity pool operator and commodity trading advisor The Cambridge Strategy Asset Management Limited to pay $60,000 fine

October 4, 2016
NFA permanently bars Chicago, Ill., introducing broker Vankar Trading Corp. from membership and bars its principal and associated person John Karvelas from acting as a principal of an NFA Member for 10 years

June 2, 2016
NFA takes emergency enforcement action against commodity trading advisor Apercu International and its principal Alvin Guy Wilkinson

May 23, 2016
NFA CEO Daniel Roth to retire; Board begins search for successor

April 18, 2016
National Futures Association and AARP co-sponsor "Avoiding Fraud is Your Best Money Strategy" during Money Smart Week

March 24, 2016
NFA bars Chicago, Ill., sole proprietor commodity trading advisor Tina Mozhayski, d/b/a RF INTL, from membership

March 23, 2016
NFA bars Rowland Heights, Calif., commodity trading advisor Accusigma Corporation and its principal, Brent Park, from membership

March 17, 2016
NFA orders Newport Beach, Calif., introducing broker Hollencrest Securities to pay $125,000 fine

March 15, 2016
NFA orders Plantation, Florida retail foreign exchange dealer and swap dealer IBFX to permanently withdraw from NFA membership

February 29, 2016
NFA bars Streamwood, Ill. introducing broker Portfolio Managers Inc. from membership

February 25, 2016
NFA bars London, England commodity trading advisor TGI Capital Management Limited from membership

February 18, 2016
NFA's Board of Directors elects Michael Dawley to serve as Chairman

January 25, 2016
NFA bars New York, N.Y. introducing broker CC Trading Company LLC from membership

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