Rule Submissions to the CFTC2018 | 2017 | 2016 | 2015 | 2014 | Show more years
June 01, 2004
Via Federal Express
Ms. Jean A. Webb
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Proposed Amendments to Section 5 of NFA's Financial Requirements*
Dear Ms. Webb:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to Section 5 of NFA's Financial Requirements. These proposals were approved by NFA's Board of Directors ("Board") on May 20, 2004. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed amendments to Section 5 of NFA's Financial Requirements. If you have any questions or if we can provide any additional information, please communicate with Michael J. Crowley, Associate General Counsel. His email is firstname.lastname@example.org and his telephone number is (312) 781-1388.
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments to Section 5 of NFA's Financial Requirements became effective on June 30, 2004.