Rule Submissions to the CFTC
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsJune 8, 2005
Via Federal Express
Ms. Jean A. Webb
Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Resubmission of Proposed Amendments and Interpretive Notice to NFA Compliance Rule 2-6, Conducting Commodity Futures Business With An Expelled or Suspended Member or Associate
Dear Ms. Webb:
NFA hereby withdraws its December 8, 2004 submission of the proposed amendments to NFA Compliance Rule 2-6 and proposed Interpretive Notice regarding conducting commodity futures business with an expelled or suspended Member or Associate. Pursuant to Section 17(j) of the Commodity Exchange Act ("CEA"), as amended, National Futures Association ("NFA") hereby resubmits to the Commodity Futures Trading Commission ("CFTC" or "Commission") the proposed amendments and Interpretive Notice to NFA Compliance Rule 2-6 regarding conducting commodity futures business with an expelled or suspended Member or Associate. These proposals were approved by NFA's Board of Directors ("Board") on May 19, 2005. NFA respectfully requests Commission review and approval of the proposed amendments and Interpretive Notice.
NFA respectfully requests that the Commission review and approve the proposed amendments to Compliance Rule 2-6 and the proposed Interpretive Notice regarding conducting commodity futures business with an expelled or suspended Member or Associate.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments and a proposed Interpretive Notice to Compliance Rule 2-6, Conducting Commodity Futures Business With an Expelled or Suspended Member or Associate became effective as of July 20, 2005.