Rule Submissions to the CFTC
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsSeptember 16, 2005
Via Federal Express
Ms. Jean A. Webb
Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Proposed Amendments to Financial Requirements Section 11 and the Interpretive Notice Regarding Forex Transactions With Forex Dealer Members*
Dear Ms. Webb:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to Financial Requirements Section 11 and the Interpretive Notice regarding Forex Transactions with Forex Dealer Members. This proposal was approved by NFA's Board of Directors ("Board") on August 18, 2005. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed amendments to Financial Requirements Section 11 and the Interpretive Notice regarding Forex Transactions with Forex Dealer Members. NFA will announce the effective date once the amendments are approved.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments to Financial Requirements Section 11 and the Interpretive Notice Regarding Forex Transactions With Forex Dealer Members become effective on July 31, 2006.