Rule Submissions to the CFTC

2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | Show fewer years

February 27, 2006

Via Federal Express

Ms. Jean A. Webb
Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581

Re: National Futures Association: Proposed Amendments to NFA's Financial Requirements to Add a New Section 13 and to the Interpretive Notice Regarding Forex Transactions With Forex Dealer Members*

Dear Ms. Webb:

Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") the proposed amendments to Financial Requirements to add a new Section 13 regarding Forex Dealer Member weekly reports and to the Interpretive Notice regarding forex transactions with Forex Dealer Members. This proposal was approved by NFA's Board of Directors ("Board") on February 16, 2006. NFA respectfully requests Commission review and approval of the proposed amendments.

PROPOSED RULE AMENDMENTS

EXPLANATION OF PROPOSALS

NFA respectfully requests that the Commission review and approve the proposed amendments to the Financial Requirements to add a new Section 13 regarding Forex Dealer Member weekly reports and to the Interpretive Notice regarding forex transactions with Forex Dealer Members.

Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel


* The proposed amendments to NFA's Financial Requirements to add a new Section 13 became effective July 25, 2006. The proposed amendments to the Interpretive Notice Regarding Forex Transactions With Forex Dealer Members, which were amended in a July 5, 2006 submission letter, become effective October 1, 2006

Subscribe to NFA Email Communications