Rule Submissions to the CFTC
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsFebruary 26, 2007
Via Federal Express
Ms. Eileen A. Donovan
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Proposed Interpretive Notice to NFA Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweeps Accounts*
Dear Ms. Donovan:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed Interpretive Notice to NFA Compliance Rule 2-4 regarding Disclosure Guidelines for FCMs Offering Sweeps Accounts. This proposal was approved by NFA's Board of Directors ("Board") on February 15, 2007. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed Interpretive Notice to NFA Compliance Rule 2-4 regarding Disclosure Guidelines for FCMs Offering Sweeps Accounts.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed Interpretive Notice to NFA Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweeps Accounts becomes effective on July 1, 2007.