Rule Submissions to the CFTC
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Via Federal Express
Ms. Eileen A. Donovan
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Proposed Amendments to Compliance Rule 2-9 and the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements*
Dear Ms. Donovan:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to Compliance Rule 2-9 and the Interpretive Notice regarding Compliance Rule 2-9: Enhanced Supervisory Requirements. This proposal was approved by NFA's Board of Directors ("Board") on February 15, 2007. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed amendments to Compliance Rule 2-9 and the Interpretive Notice regarding Compliance Rule 2-9: Enhanced Supervisory Requirements.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments to Compliance Rule 2-9 and the Interpretive Notice regarding Compliance Rule 2-9: Enhanced Supervisory Requirements become effective November 1, 2007.