Rule Submissions to the CFTC
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Via Federal Express
Mr. David Stawick
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Forex Dealer Members Internal Financial Controls - Proposed Adoption of NFA Financial Requirements Section 15 and Amendments to the Interpretive Notice Regarding Forex Transactions*
Dear Mr. Stawick:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") new NFA Financial Requirements Section 15 and amendments to the Interpretive Notice regarding Forex Transactions. This proposal was approved by NFA's Board of Directors ("Board") on August 16, 2007. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed new Financial Requirements Section 15 and the amendments to the Interpretive Notice regarding Forex Transactions.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed adoption of NFA Financial Requirements Section 15 and amendments to the Interpretive Notice Regarding Forex Transactions became effective September 21, 2007.