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November 29, 2007
Via Federal Express
Mr. David Stawick
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Address Change - Proposed Amendments to Compliance Rule 3-3, Registration Rule 502 and Interpretive Notices to Registration Rule 402*
Dear Mr. Stawick:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to Compliance Rule 3-3, Registration Rule 502 and the Interpretive Notices to Registration Rule 402. This proposal was approved by NFA's Board of Directors ("Board") on November 15, 2007.
NFA is invoking the "ten-day" provision of Section 17(j) of the Commodity Exchange Act ("CEA") and will make these proposals effective ten days after receipt of this submission by the Commission unless the Commission notifies NFA that the Commission has determined to review the proposals for approval.
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments to Compliance Rule 3-3, Registration Rule 502 and Interpretive Notices to Registration Rule 402 become effective December 10, 2007.