Rule Submissions to the CFTC
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Via Federal Express
Mr. David A. Stawick
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Arbitration Fees for Oral Hearing Requests - Proposed Amendments to Section 9 of NFA's Code of Arbitration*
Dear Mr. Stawick:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to Section 9 of NFA's Code of Arbitration. This proposal was approved by NFA's Board of Directors ("Board") on February 21, 2008.*
NFA is invoking the "ten-day" provision of Section 17(j) of the Commodity Exchange Act ("CEA") and will make these proposals effective ten days after receipt of this submission by the Commission unless the Commission notifies NFA that the Commission has determined to review the proposals for approval.
As mentioned earlier, NFA is invoking the "ten-day" provision of Section 17(j) of the Commodity Exchange Act. NFA intends to make the amendments to Section 9 of NFA's Code of Arbitration effective ten days after receipt of this submission by the Commission, unless the Commission notifies NFA that the Commission has determined to review the proposal for approval.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments to Section 9 of NFA's Code of Arbitration become effective April 1, 2008.