Rule Submissions to the CFTC
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsMarch 17, 2008
Via Federal Express
Mr. David A. Stawick
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Proposed Technical Amendment to the Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program*
Dear Mr. Stawick:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") a proposed amendment to the Interpretive Notice to NFA Compliance Rule 2-9. This proposal was approved by NFA's Board of Directors ("Board") on February 21, 2008.
NFA is invoking the "ten-day" provision of Section 17(j) of the Commodity Exchange Act ("CEA") and will make this proposal effective ten days after receipt of this submission by the Commission unless the Commission notifies NFA that the Commission has determined to review the proposal for approval.
As mentioned earlier, NFA is invoking the "ten-day" provision of Section 17(j) of the Commodity Exchange Act. NFA intends to make the proposed amendment to the Interpretive Notice to NFA Compliance Rule 2-9 effective ten days after receipt of this submission by the Commission, unless the Commission notifies NFA that the Commission has determined to review the proposal for approval.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed technical amendment to the Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program became effective March 28, 2008.