Rule Submissions to the CFTC
2024 | 2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | Show fewer yearsJanuary 20, 1998
Ms. Jean A. Webb
Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, D.C. 20581
Re: National Futures Association: Proposed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents
Dear Ms. Webb:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") the proposed adoption of NFA Compliance Rule 2-35 and its Interpretive Notice concerning CPO/CTA Disclosure Documents. The proposals contained herein were approved by NFA's Board of Directors ("Board") on November 20, 1997. NFA respectfully requests Commission review and approval of the proposals.
Proposed Adoption of NFA Compliance Rule 2-35
Proposed Adoption of Interpretive Notice to Rule 2-35
Respectfully submitted,
Daniel J. Roth
General Counsel
cc: Chairperson Brooksley Born
Commissioner Barbara Pedersen Holum
Commissioner John E. Tull, Jr.
Commissioner David D. Spears
Geoffrey Aronow, Esq.
I. Michael Greenberger, Esq.
Alan L. Seifert, Esq.
Lawrence B. Patent, Esq.
David Van Wagner, Esq.