Rule Submissions to the CFTC
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File No. SR-NFA-2001-01
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 19b-7
Proposed Rule Change by
NATIONAL FUTURES ASSOCIATION
Pursuant to Rule 19b-7 under the Securities Exchange Act of 1934
Pursuant to the requirements of the Securities Exchange Act of 1934, National Futures Association has duly caused this filing to be signed on its behalf by the undersigned thereunto duly authorized.
NATIONAL FUTURES ASSOCIATION
By: Daniel J. Roth
Senior Executive Vice President and Chief Operating Officer
Exhibit 1: Letter from the National Introducing Brokers Association to National Futures Association re: Comments on Bylaw Changes
(2 pages in PDF format)
Exhibit 2: Not applicable
Exhibit 3: Procedures of the Self-Regulatory Organization
Exhibit 4: Text of Proposed Rule Changes
Exhibit 5a: Letter dated August 20, 2001 to NFA from the Commodity
Futures Trading Commission approving NFA's proposed rule change.
(1 page in PDF format)