News & Notices | National Futures Association

Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 22, 1998
National Futures Association: Proposed Amendments to NFA Compliance Rules 3-5, 3-6, 3-7, 3-8, and 3-11 and Proposed Adoption of NFA Compliance Rule 3-18

September 10, 1998
National Futures Association: Resubmission of Probosed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents

August 27, 1998
National Futures Association: Proposed Amendments to Registration Rules 201 and 501(a)

June 09, 1998
National Futures Association: Proposed Amendments to Registration Rules 201 and 203(a)

June 09, 1998
National Futures Association: Proposed Amendments to NFA Code of Arbitration Sections 6, 8, 10 and 19 and NFA Member Arbitration Rules Sections 2, 3, 5, 7, 10 and 17

April 20, 1998
National Futures Association: Proposed Amendments to Articles V, VII, VIII and XVIII of NFA's Articles of Incorporation

February 26, 1998
National Futures Association: Proposed Amendments to NFA Bylaw 301(h) and the Interpretive Notice to Compliance Rule 2-9: Supervision of Telemarketing Activity

February 26, 1998
National Futures Association: Proposed Deletion of NFA Compliance Rule 2-8(e)(2) and Proposed Amendments to NFA Compliance Rule 2-29(b)(5)

January 20, 1998
National Futures Association: Proposed Adoption of NFA Compliance Rule 2-35 and Its Interpretive Notice Concerning CPO/CTA Disclosure Documents

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