Rule Submissions to the CFTC

In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.

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December 11, 2009
National Futures Association: Proposed Amendments to the Interpretive Notice Regarding SFP Proficiency Training (Effective December 28, 2009)

December 8, 2009
National Futures Association: On-line Social Networking Groups - Proposed Amendments to NFA's Compliance Rule 2-29(h) and Adoption of Interpretive Notice (Adoption of the Interpretive Notice effective on December 24, 2009. Amendments to Compliance Rule 2-29(h) effective February 1, 2010)

December 3, 2009
National Futures Association: Forex Dealer Member Internal Financial Controls - Proposed Amendments to NFA's Financial Requirements Section 15 (Effective December 17, 2009)

December 3, 2009
National Futures Association: Forex Dealer Members Dues - Proposed Amendments to Interpretive Notice regarding Forex Transactions (Effective December 17, 2009)

November 4, 2009
National Futures Association: Increase in Public Director Representation on NFA's Board of Directors and NFA's Executive Committee - Proposed Amendments to NFA's Articles of Incorporation (Effective November 16, 2009)

August 26, 2009
National Futures Association: Prohibition of Loans by Pools to Commodity Pool Operators and Related Parties - Proposed Adoption of Compliance Rule 2-45 and Interpretive Notice (Effective September 11, 2009)

August 26, 2009
National Futures Association: Restructuring of NFA's Membership Committee - Proposed Amendments to NFA Bylaws 301 and 701 and Registration Rule 501 (Effective November 18, 2009)

August 26, 2009
National Futures Association: Increasing the Number of Summary and One-Arbitrator NFA Arbitration Proceedings - Proposed Amendments to Sections 4, 6, 8, 9 and 11 of NFA's Code of Arbitration and Sections 3, 9 and 11 of NFA's Member Arbitration Rules (Effective October 1, 2009)

August 25, 2009
National Futures Association: Forex Dealer Member Price Adjustments - Technical Amendments to NFA Compliance Rule 2-43(a) (Effective September 11, 2009)

August 25, 2009
National Futures Association: CPO Quarterly Reporting Requirements - Proposed Adoption of Compliance Rule 2-46 (Effective March 31, 2010)

August 25, 2009
National Futures Association: Forex Dealer Members Dues - Proposed Amendments to NFA Bylaw 1301 (Effective September 11, 2009)

June 9, 2009
National Futures Association: Eligibility for Membership: Proposed Amendments to NFA Bylaw 301(a)(iii) (Effective June 22, 2009)

May 27, 2009
National Futures Association: Prohibition of Loans by Pools to Commodity Pool Operators and Related Parties - Proposed Adoption of Compliance Rule 2-45 (Resubmitted August, 26, 2009; effective September 11, 2009)

May 7, 2009
National Futures Association: Futures Commission Merchant Representation on NFA's Board of Directors and NFA Executive Committee Quorum Requirements - Proposed Amendments to NFA's Articles of Incorporation (Effective May 18, 2009)

February 23, 2009
National Futures Association: Floor Broker and Floor Trader Disqualification Fee - Proposed Amendments to NFA Registration Rule 504(b)(3) (Effective March 6, 2009)

February 23, 2009
National Futures Association: Forex Security Deposits - Proposed Amendments to NFA Financial Requirements Section 12 and Interpretive Notice Regarding Forex Transactions (Effective November 30, 2009)

February 23, 2009
National Futures Association: Alternative Net Capital Requirement for Forex Dealer Members - Proposed Amendments to NFA Financial Requirements Section 11 and Interpretive Notice Regarding Forex Transactions (Effective November 30, 2009)

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