Rule Filings with the SEC
View NFA's proposed rule changes filed with the Securities and Exchange Commission (SEC).
2023 | 2018 | 2015 | 2014 | 2013 | 2010 | 2009 | 2008 | Show fewer yearsDecember 3, 2015
File No. SR-NFA-2015-01
Self-Regulatory Organizations; National Futures Association; Notice Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs