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Amendments to Compliance Rule 2-46. CPO and CTA Reporting Requirements
June 30, 2017— Amendments to Compliance Rule 2-46. and new NFA Interpretive Notice NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR. An explanation of the amendments and Interpretive Notice can be found in the September 6, 2016 rule submission letter.
Part 3 - Compliance Procedures
RULE 3-5. RIGHT TO COUNSEL.
[Effective date of amendments: December 8, 1987; March 15, 1994; and March 12, 1999.]
The Respondent may be represented by an attorney-at-law or other person at any stage of the investigation or disciplinary proceeding.