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Financial Requirements


SECTION 9. NOTIFICATION OF REPORTABLE POSITIONS.

[Effective dates of amendments: December 17, 1999.]

Each Member FCM for which NFA is the DSRO and which is required to file any document with or give notice to the CFTC under CFTC Regulation 15.03 shall also file one copy of such document with or give such notice to NFA at its Chicago office no later than the date such document or notice is due to be filed with or given to the CFTC.