Notices to Members
December 28, 2017
I-17-31: Notice of Annual Meeting of NFA Members and Board and Nominating Committee Election
December 14, 2017
I-17-29: Additional reporting requirements for IBs that solicit or accept orders in virtual currency products
December 14, 2017
I-17-28: Additional reporting requirements for CPOs and CTAs that trade virtual currency products
December 6, 2017
I-17-27: Additional reporting requirements regarding virtual currency futures products for FCMs for which NFA is the DSRO
December 14, 2017
I-17-26: FCM and RFED filing requirements for Christmas and New Year's Day—Reminder for upcoming holidays
December 6, 2017
I-17-25: NFA assessment fee increase will become effective on January 1, 2018
December 1, 2017
I-17-24: Guidance on the annual affirmation requirement for entities currently operating under an exemption from CPO or CTA registration
November 17, 2017
I-17-23: Request for Public Representative Nominations for NFA's Board of Directors
November 14, 2017
I-17-22: FINRA announces increase in proficiency examination fees for 2018
November 10, 2017
I-17-21: NFA announces nominations made by the 2017 Nominating Committee
October 20, 2017
I-17-20: NFA's Executive Committee recommends increase to NFA's assessment fee effective January 1, 2018
September 21, 2017
I-17-18: Important notice regarding financial statement filings by independent IBs
September 20, 2017
I-17-17: Executive Representative Reminder and Board and Nominating Committee Members Whose Terms Will Expire at the Board's 2018 Regular Annual Meeting
September 19, 2017
I-17-16: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
September 7, 2017
I-17-15: ORS: New Individual Application Process
July 24, 2017
I-17-14: Revised SD and MSP 4s Submission and Review Process
July 6, 2017
I-17-12: Reminder for CPOs and CTAs to report financial information on NFA Forms PQR and PR
June 30, 2017
I-17-11: Important request for CTAs using the CFTC's third-party recordkeeping relief
May 30, 2017
I-17-10: Monthly Risk Data Reporting Requirements for Swap Dealers
April 10, 2017
I-17-09: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
February 23, 2017
I-17-08: CFTC amends Part 4 regulations regarding CPO financial reports
February 21, 2017
I-17-07: NFA's Board of Directors elects Michael Dawley to serve as Chairman
February 8, 2017
I-17-06: Notice of members elected to NFA's Board of Directors and 2017 Nominating Committee
January 30, 2017
I-17-05: NFA's in-office registration kiosks will close May 1, 2017
January 20, 2017
I-17-04: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies
January 18, 2017
I-17-03: Chief compliance officer annual report filing requirements for futures commission merchants and swap dealers
January 11, 2017
I-17-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration
January 5, 2017
I-17-01: Effective date of amendment to NFA Compliance Rule 2-36: requirements for forex transactions