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INTERPRETIVE NOTICE
B. Detection and Reporting of Suspicious Activity
Footnote 22- Broker-dealers that are notice registered for purposes of offering security futures products are required to comply with the broker-dealer reporting requirements in the securities industry. Dually registered broker-dealers may comply with the SAR Requirements in the futures industry or the securities industry's requirements. See 68 FR 65392 (November 20, 2003)
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