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September 14, 2017
For more information contact:
Kristen Scaletta, 312-781-7860, kscaletta@nfa.futures.org
Karen Wuertz, 312-781-1335, kwuertz@nfa.futures.org
NFA orders Chicago, Ill., introducing broker Kingsview Futures LLC to pay a $50,000 fine
September 14, Chicago—has ordered Chicago, Ill., introducing broker Kingsview Futures LLC to pay a $50,000 fine.
The Decision, issued by an NFA Hearing Panel, is based on a Complaint authorized by NFA's Business Conduct Committee (BCC) and a settlement offer submitted by Kingsview Futures.
The Hearing Panel found that Kingsview Futures failed to diligently supervise its operations and activities.
The complete text of the Complaint and Decision can be viewed on NFA's website.