News Releases
December 29, 2010
NFA permanently bars California firm Rock Financial Group and its principal
December 22, 2010
NFA permanently bars New Jersey firm Maxtak Capital Advisors LLC from NFA membership
December 8, 2010
NFA takes emergency enforcement action against Dallas firm, Profitstars Intl and its principal
December 6, 2010
NFA bars Robert F. Gray of Forex Liquidity LLC from membership for 10 years
December 2, 2010
NFA announces publication of educational guide for retail forex traders
November 17, 2010
NFA takes emergency enforcement action against International Commodity Advisors and its principals
October 28, 2010
NFA orders monetary sanction of $320,000 against New York forex firm IKON Global Markets
October 28, 2010
NFA orders $459,000 monetary sanction against New Jersey forex firm Gain Capital Group LLC
October 6, 2010
NFA takes emergency enforcement action against Woodland Hills firm Rock Financial Group LLC and its principal, Scott Schaffer
August 27, 2010
NFA takes emergency enforcement action against Spirit Investments, Inc. and its principal, Scott A. Bottolfson
July 22, 2010
NFA permanently bars South Carolina firm, Montgomery Commodities LLC; sanctions its principal
July 14, 2010
Anthony S. Bobba, former principal of Boca Raton firm, temporarily barred from NFA membership
May 28, 2010
NFA takes emergency enforcement action against Oregon firm System Capital, LLC and its principal
May 7, 2010
NFA permanently bars Florida firm, City Capital Management LLC and its principal
April 27, 2010
NFA permanently bars Chicago firm AVS Carter Financial, Inc. and sanctions its principal
April 26, 2010
NFA permanently bars Houston firm Commodity Futures & Options Service, Inc.; sanctions its principal
April 23, 2010
NFA permanently bars Boca Raton firm, Windsor Wealth Management LLC
April 16, 2010
NFA fines Chicago firm Brewer Futures Group LLC and its principal $100,000
April 12, 2010
National Futures Association and AARP co-sponsor "Operation Fight Fraud" during Money Smart Week
March 10, 2010
Charles Mitchell d/b/a Hindsight Commodity Traders agrees to withdraw from NFA membership for seven years
March 9, 2010
NFA takes an emergency enforcement action against IAG Capital Management, LLC, William P. Kelly and Timothy M. Murphy
March 3, 2010
NFA revokes registration of several associated persons of former Boca Raton futures firm
February 22, 2010
National Futures Association announces Board of Directors election results
February 18, 2010
Dallas firms Frontline Financial, Inc. and Frontline Advisors LLC ordered to permanently withdraw from NFA membership
February 8, 2010
NFA permanently bars Colorado firm CFS Capital Management LLC and sanctions its principals
February 8, 2010
In separate actions, NFA permanently bars futures firms in Puerto Rico and California
February 5, 2010
NFA bars NY firm Capital FX LLC and its principal
February 1, 2010
NFA sanctions Las Vegas commodity trading advisor and its principal
January 27, 2010
NFA permanently bars Barbados futures firm and bars principal for three years
January 22, 2010
NFA takes an emergency enforcement action against two California futures firms and its principal
January 21, 2010
NFA permanently bars Chicago commodity pool operator, Wextrade Commodity Managers LLC
January 19, 2010
NFA bars Florida firm, Cani Financial Advisors LLC and its principal, for a period of five years
January 4, 2010
NFA permanently bars California commodity trading advisor Parman Financial and its principal