Rule Submissions to the CFTC
2024 | 2023 | 2022 | 2021 | 2020 | Show more yearsNovember 21, 2006
Via Federal Express
Ms. Eileen A. Donovan
Office of the Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581
Re: National Futures Association: Proposed Amendments to NFA Financial Requirements for Forex Dealer Members*
Dear Ms. Donovan:
Pursuant to Section 17(j) of the Commodity Exchange Act, as amended, National Futures Association ("NFA") hereby submits to the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed amendments to NFA Financial Requirements for Forex Dealer Members. This proposal was approved by NFA's Board of Directors ("Board") on November 16, 2006. NFA respectfully requests Commission review and approval of the proposed amendments.
NFA respectfully requests that the Commission review and approve the proposed amendments to the NFA Financial Requirements for FDMs.
Respectfully submitted,
Thomas W. Sexton
Vice President and General Counsel
* The proposed amendments to NFA Financial Requirements for Forex Dealer Members become effective March 31, 2007.