Rule Filings with the SEC
View NFA's proposed rule changes filed with the Securities and Exchange Commission (SEC).
2023 | 2018 | 2015 | 2014 | 2013 | Show more yearsSeptember 11, 2013
File No. SR-NFA-2013-02
Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to Interpretive Notice to NFA Compliance Rule 2-9 Regarding FCM and IB Anti-Money Laundering Program (Effective August 27, 2013)