Rule Filings with the SEC
View NFA's proposed rule changes filed with the Securities and Exchange Commission (SEC).
2023 | 2018 | 2015 | 2014 | 2013 | Show more yearsMarch 28, 2023
File No. SR.NFA-2023-01
Self-Regulatory Organizations: National Futures Association: Notice of Filing and Immediate Effectiveness of Proposed Change to NFA Compliance Rule 2-9(c) and the Interpretive Notice Entitled: NFA Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program