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NFA Manual / Rules

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Code of Arbitration

[Adopted effective October 7, 2010; and September 19, 2016.]

During an arbitration proceeding filed by a customer that is not an eligible contract participant as defined in Section 1a(18) of the Act, no party to the arbitration may institute any suit, legal action, or proceeding outside of the arbitration proceeding against any other party that concerns or would resolve any of the matters raised in the arbitration.

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