Electronic Filing Systems

Members should use the systems listed below to meet their regulatory filings requirements. To use NFA's  filing systems, firms will need to designate a security manager. To ensure Members are able to access the systems, visit the system requirements page.

  • Use BASIC Case Entry (BASICDE) to maintain firm and individual records in NFA's BASIC system.
  • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.