NFA Swaps Proficiency Requirements Administrator Form

Each NFA Member with associated persons (AP) required to take NFA's Swaps Proficiency Requirements must designate at least one Swaps Proficiency Requirements Administrator (SPR Admin) who will coordinate enrollment and track progress. An SPR Admin must also be an ORS Security Manager.

Note: SPR Admins must designate themselves for this role. If an NFA Member plans to have more than one SPR Admin, each must complete the form individually. Firms may have more than one SPR Admin; however, any additional SPR Admins must also be a Security Manager of the firm. If an NFA Member plans to have one SPR Admin for multiple affiliated firms, the SPR Admin should first complete the form online and then contact NFA's Information Center to be designated as the SPR Admin for additional firms.

Log on to the Swaps Proficiency Requirements Administrator Form

Access the System the Swaps Proficiency Requirements Administrator Form

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