Rulebook Table of Contents
Welcome to NFA's Rulebook. The essence of self-regulation involves identifying industry best practices in certain areas and then mandating those practices for the entire industry.
To read or print specific NFA rules, click to expand sections of the table of contents on the right. To search the entire Rulebook, use the search box. To read or print entire sections of the Rulebook, click Rulebook by Section on the bottom left.
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Monday, July 30, 2018 - Mon, 30 Jul 2018 — Amendments to NFA Compliance Rule 2-9. An explanation of the amendments can be found in the June 15, 2018 rule submission letter.
Monday, July 30, 2018 - Mon, 30 Jul 2018 — Amendments to Interpretive Notice: NFA Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program. An explanation of the amendments can be found in the June 15, 2018 rule submission letter.