Rulebook Table of Contents
Welcome to NFA's Rulebook. The essence of self-regulation involves identifying industry best practices in certain areas and then mandating those practices for the entire industry.
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Amendments to Compliance Rule 2-46. CPO and CTA Reporting Requirements
June 30, 2017— Amendments to Compliance Rule 2-46. and new NFA Interpretive Notice NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR. An explanation of the amendments and Interpretive Notice can be found in the September 6, 2016 rule submission letter.