Contact NFA

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Information Center

NFA's Information Center representatives are available to answer Member and investor questions and provide additional information on any NFA-related topic.

8:00 a.m. to 5:00 p.m. CT, Monday - Friday
312-781-1410 or 800-621-3570 | information@nfa.futures.org
Centro de Información in espanol.

Media Inquiries

Christie Hillsman
Associate Director, External Affairs and Communications
312-781-1497 | chillsman@nfa.futures.org

NFA Offices

Chicago
300 S. Riverside Plaza, #1800
Chicago, IL 60606-6615
312-781-1300
312-781-1467 (fax)

New York
One New York Plaza, #4300
New York, NY 10004
212-608-8660
212-964-3913 (fax)

Subject Matter Experts

Anti-Money Laundering

Valerie O'Malley
Director, Compliance

Compliance—Examinations and Investigations

Louis Berardocco
Senior Manager, Examinations

Tracey Hunt
Director, Compliance

Valerie O'Malley
Director, Compliance

Silmar Murray
Director, Compliance

Jennifer Sunu
Director, Compliance

Cheryl Tulino
Director, Compliance

Disclosure Documents

Kaitlan Chi
Senior Manager, Promo/DDOC

Derek Janik
Manager II, Promo/DDOC

Mary McHenry
Director, Compliance

Enhanced Supervisory Requirements

Derek Janik
Manager II, Promo/DDOC

Financial Reporting

Christine Roche
Director, Compliance

Forex

Shane O'Mara
Senior Manager, Investigations

Forex FORTRESS Filings

Matthew Childers
Director, Compliance

International Affairs

Jennifer Levin
Associate Director, External Affairs and Communications

Market Services

Edward Dasso, III
Senior Vice President, Market Regulation

New Applicant Review

Christine Roche
Director, Compliance

OTC Derivatives—Capital and Risk

Alessandra Riccardi
Managing Director, Models and Risk

OTC Derivatives—Examinations and Investigations

Cliffe Allen
Director, OTC Derivatives

Shuna Awong
Director, OTC Derivatives

OTC Derivatives—Documentation Compliance and 4s Review

Dale Spoljaric
Managing Director of Capital and Exam Design, OTC Derivatives

Heather Navin
Director, OTC Derivatives

Gita Coupal
Examination Design Manager, OTC Derivatives

Promotional Material

Brian Dempsey
Manager, Compliance

Mary McHenry
Director, Compliance

Winjammer Support

Andrew Ohst
Manager, Information Systems

Vince Tabor
Managing Director, Information Systems

WinJammer Support—FCM, RFED, and IB Filings

Theresa Currie-Trice
Senior Analyst II, Compliance

Muhammad Afzal
Senior Analyst I, Compliance

Gwenae Jackson
Senior Analyst II, Compliance

WinJammer Support—SD Filings

Jamie Syrek
Associate Director, OTC Derivatives