EasyFile (CTA Filers)
NFA Compliance Rule 2-46 requires commodity trading advisors (CTA) that direct commodity interest accounts to file quarterly reports within 45 days of the calendar quarter end. NFA Member CTAs can meet their CFTC filing requirement under CFTC Regulation 4.27 by filing the quarterly Form PR using NFA's EasyFile system.
A CTA that solely trades pool assets attributed to commodity pools it operates as a CPO and reports on CPO Form PQR does not need to complete a CTA Form PR.
CTA Form PRs that are filed after the quarterly due date will be assessed a fee of $200 for each business day it is late.
In order to access this system, the CTA's security manager(s) must set-up EasyFile Security. Please note: ORS security managers do not automatically receive EasyFile security. Only those individuals who have been assigned EasyFile security will be able to see and file PR filings.