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NFA Manual / Rules

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Code of Arbitration

[Effective dates of amendments: June 13, 1986; November 9, 1988; January 1, 1990; September 9, 2002; and October 18, 2010.]

Any pre-dispute arbitration agreement between a customer and an FCM, RFED, IB, CPO, CTA or LTM Member or Associate thereof that does not comply with Commission Rule 166.5 shall be unenforceable under this Code.

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