Details

GAIN CAPITAL GROUP LLC NFA ID: 0339826

 Current Status 
• FOREX FIRM APPROVED 
• RETAIL FOREIGN EXCHANGE DEALER REGISTERED 
• FOREX DEALER MEMBER APPROVED 
• NFA MEMBER APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
 FCM Financial Information 
Click the link below to view financial information for this firm.
View Financial Information
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsYes
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent5
details...
 CFTC Reparations Cases 
Total16
details...
 Formerly Known As 
• GAIN CAPITAL GROUP INC
 Business Address 
135 US HIGHWAY 202 & 206
SUITE 11
BEDMINSTER, NJ  07921
UNITED STATES
908-731-0700
 Doing Business As 
• FOREX.COM• GAIN CAPITAL FUTURES
• GAIN FUTURES 
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
MARIA CONCEPCION ARENACHIEF FINANCIAL OFFICER
NO
ALEXANDER ROBERT BOBINSKI JRCHIEF EXECUTIVE OFFICER
NO
MICHAEL VINCENT FREYCHIEF COMPLIANCE OFFICER
NO
GAIN HOLDINGS LLC
YES
TIMOTHY FRANCIS OSULLIVANHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
SAMANTHA MICHELLE ROADYHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
GLENN ALAN SWANSONHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
 History 
 Status Effective Date
• FOREX FIRM APPROVED10/07/2010 
• RETAIL FOREIGN EXCHANGE DEALER REGISTERED10/07/2010 
• FOREX DEALER MEMBER APPROVED10/07/2010 
• FOREX DEALER MEMBER PENDING09/02/2010 
• FOREX FIRM PENDING09/02/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING09/02/2010 
• NFA MEMBER APPROVED07/29/2004 
• FUTURES COMMISSION MERCHANT REGISTERED07/29/2004 
• NFA MEMBER PENDING04/22/2004 
• FUTURES COMMISSION MERCHANT PENDING04/22/2004 
GAIN CAPITAL 
• PRINCIPAL WITHDRAWN 09/04/2004 
• PRINCIPAL APPROVED 01/21/2004 
GLOBAL FUTURES & FOREX LTD 
• PRINCIPAL WITHDRAWN 10/29/2013 
• PRINCIPAL APPROVED 09/24/2013 
OPEN E CRY LLC 
• PRINCIPAL WITHDRAWN 01/10/2013 
• PRINCIPAL APPROVED 09/04/2012