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Details

DAVID MICHAEL GIUNTA NFA ID: 0346555

Current Status
• NFA ASSOCIATE MEMBER PERMANENT BAR 
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
• TRADING BAN  
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• NFA ASSOCIATE MEMBER PERMANENT BAR02/19/2014 
• NFA MEMBER PERMANENT BAR02/19/2014 
• PRINCIPAL PERMANENT BAR02/19/2014 
• TRADING BAN 01/16/2014 
 
NEWPORT PRIVATE CAPITAL LLC 
• ASSOCIATED PERSON WITHDRAWN 12/31/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/2011 
• PRINCIPAL WITHDRAWN 01/01/2011 
• NFA ASSOCIATE MEMBER APPROVED 02/07/2007 
• PRINCIPAL APPROVED 02/07/2007 
• ASSOCIATED PERSON REGISTERED 02/07/2007 
• NFA ASSOCIATE MEMBER PENDING 01/24/2007 
• ASSOCIATED PERSON PENDING 01/24/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/24/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 01/24/2007 
• PRINCIPAL PENDING 01/08/2007 
• NFA ASSOCIATE MEMBER APPROVED 01/03/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/03/2007 
• PRINCIPAL PENDING STATUS WITHDRAWN 09/28/2004 
• PRINCIPAL PENDING 07/29/2004 
NEWPORT TRADING ADVISORS LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/04/2014 
• ASSOCIATED PERSON WITHDRAWN 02/04/2014 
• PRINCIPAL WITHDRAWN 02/04/2014 
• NFA ASSOCIATE MEMBER APPROVED 07/30/2012 
• ASSOCIATED PERSON REGISTERED 07/30/2012 
• PRINCIPAL APPROVED 07/30/2012 
• NFA ASSOCIATE MEMBER PENDING 06/21/2012 
• ASSOCIATED PERSON PENDING 06/21/2012 
• PRINCIPAL PENDING 06/21/2012 
 
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