Details

ROSENTHAL COLLINS GROUP LLC NFA ID: 0000756

 Current Status 
• ALSO SEE NFA ID 0085527 
 
• NFA MEMBER APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
 FCM Financial Information 
Click the link below to view financial information for this firm.
View Financial Information
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC7
Exchanges68
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant1
Respondent19
details...
 CFTC Reparations Cases 
Total197
details...
 Formerly Known As 
• ROSENTHAL & COMPANY (NAME CHG 10/3/88)
• ROSENTHAL COLLINS GROUP
• ROSENTHAL COLLINS GROUP LP
 Business Address 
216 WEST JACKSON BOULEVARD
SUITE 400
CHICAGO, IL  60606
UNITED STATES
(312) 460-9200
 Doing Business As 
• ALLEGIANT COMMODITY GROUP• CENTURY
• GREEN LIVESTOCK DIVISION• LEESE TRADING GROUP
• ROSENTHAL COLLINS GROUP• THE LASALLE GROUP DIVISION OF ROSENTHAL COLLINS GROUP LLC
• TRINITY GROUP 
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
J ROBERT COLLINSMANAGER-LLC OR LLP
YES
PATRICIA MARIE DONAHUECHIEF COMPLIANCE OFFICER
NO
MICHAEL SCOTT GORDONCHIEF EXECUTIVE OFFICER
NO
JASON MANUMALEUNACHIEF FINANCIAL OFFICER
NO
RCG HOLDINGS LLC
YES
KEITH ERIC TURNERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
 History 
 Status Effective Date
• ALSO SEE NFA ID 0085527 
 
• NOTICE BROKER DEALER WITHDRAWN04/06/2015 
• SWAP FIRM WITHDRAWN10/04/2013 
• SWAP FIRM APPROVED03/13/2013 
• SWAP FIRM PENDING02/28/2013 
• FOREX FIRM PENDING STATUS WITHDRAWN12/15/2010 
• FOREX DEALER MEMBER PENDING STATUS WITHDRAWN10/17/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING STATUS WITHDRAWN10/17/2010 
• FOREX FIRM PENDING09/16/2010 
• FOREX DEALER MEMBER PENDING09/16/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING09/16/2010 
• NOTICE BROKER DEALER REGISTERED02/14/2002 
• COMMODITY TRADING ADVISOR WITHDRAWN06/30/1984 
• NFA MEMBER APPROVED07/01/1982 
• COMMODITY TRADING ADVISOR REGISTERED06/30/1982 
• FUTURES COMMISSION MERCHANT REGISTERED01/01/1979 
MG FINANCIAL LLC 
• PRINCIPAL WITHDRAWN 10/19/2010 
• PRINCIPAL APPROVED 02/03/2009 
• PRINCIPAL PENDING 10/16/2008 
RCI ADVISORY SERVICES LLC 
• PRINCIPAL WITHDRAWN 07/04/2010 
• PRINCIPAL APPROVED 04/05/2006 
• PRINCIPAL PENDING 04/04/2006 
ROSENTHAL COLLINS GLOBAL FUNDS LLC 
• PRINCIPAL WITHDRAWN 11/01/2010 
• PRINCIPAL APPROVED 01/25/2008