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Pools

Pool ID Pool Name Delegated
Pool Exemption
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Pools are enterprises in which funds contributed by a number of persons are combined for the purpose of trading derivatives. A commodity pool operator (CPO) may request relief for its pools pursuant to certain CFTC regulations.

Exemption
Status
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If a firm is currently operating under an exemption, the exemption displays as Active. If a firm previously claimed an exemption but has since withdrawn it, the exemption displays as Withdrawn.

Withdrawn
Date
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The date the firm's exemption was withdrawn.

Last
Affirmation
Date
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The date the firm's exemption was last affirmed.