Sort by:
Firm Name |
Current NFA Membership Status
|
Current Registration Types
?
Capacities in which the firm has been approved to operate by the CFTC. |
Regulatory Actions
?
Whether or not disciplinary actions have been taken against the firm by a regulatory body, such as an exchange, NFA or the CFTC. |
---|
Pool Name | CPO Name
?
The individual or organization that operates or solicits funds for the pool. |
---|
Individual Name |
Current NFA Membership Status
|
Current Registration Types
?
Capacities in which the individual has been approved to operate by the CFTC. |
Regulatory Actions
?
Whether or not disciplinary actions have been taken against the individual by a regulatory body, such as an exchange, NFA or the CFTC. |
---|
* May indicate the status of other firms affiliated with this entity. See profile page for details.