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Details

GARY NELSON THOMPSON NFA ID: 0183373

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
APACHE TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 05/15/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/15/1986 
• ASSOCIATED PERSON REGISTERED 03/13/1986 
• NFA ASSOCIATE MEMBER APPROVED 03/13/1986 
CAPITOL COMMODITY SERVICES INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 05/02/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/02/1995 
• ASSOCIATED PERSON REGISTERED 11/07/1994 
• NFA ASSOCIATE MEMBER APPROVED 11/07/1994 
• ASSOCIATED PERSON PENDING 10/21/1994 
• NFA ASSOCIATE MEMBER PENDING 10/21/1994 
CENTRUST GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 02/06/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/06/1997 
• ASSOCIATED PERSON REGISTERED 04/17/1996 
• NFA ASSOCIATE MEMBER APPROVED 02/07/1996 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/07/1996 
• ASSOCIATED PERSON PENDING 02/05/1996 
• NFA ASSOCIATE MEMBER PENDING 02/05/1996 
CHILMARK COMMODITIES CORP 
• ASSOCIATED PERSON WITHDRAWN 10/07/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/07/1988 
• ASSOCIATED PERSON REGISTERED 06/10/1987 
• NFA ASSOCIATE MEMBER APPROVED 06/10/1987 
EBH GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 06/09/1987 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/09/1987 
• ASSOCIATED PERSON REGISTERED 12/10/1986 
• NFA ASSOCIATE MEMBER APPROVED 12/10/1986 
ELLIOTT GREGORY WILLIAM 
• ASSOCIATED PERSON WITHDRAWN 08/22/1995 
• BRANCH MANAGER WITHDRAWN 08/22/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/22/1995 
• ASSOCIATED PERSON REGISTERED 07/11/1995 
• BRANCH MANAGER APPROVED 07/11/1995 
• BRANCH MANAGER PENDING 05/19/1995 
• NFA ASSOCIATE MEMBER APPROVED 04/02/1995 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/02/1995 
EQUIVEST GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 10/31/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/31/1986 
• ASSOCIATED PERSON REGISTERED 04/22/1986 
• NFA ASSOCIATE MEMBER APPROVED 04/22/1986 
FIRST NATIONAL MONETARY CORP 
• ASSOCIATED PERSON WITHDRAWN 11/12/1985 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/12/1985 
• ASSOCIATED PERSON REGISTERED 09/06/1985 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/19/1985 
• ASSOCIATED PERSON PENDING 07/08/1985 
FIRST NATIONAL TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 12/01/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/01/1989 
• ASSOCIATED PERSON REGISTERED 01/06/1989 
• NFA ASSOCIATE MEMBER APPROVED 10/11/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/11/1988 
GREENE WORLD TRADE LTD 
• ASSOCIATED PERSON WITHDRAWN 08/24/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/24/1997 
• PRINCIPAL WITHDRAWN 08/24/1997 
• ASSOCIATED PERSON REGISTERED 03/27/1997 
• PRINCIPAL APPROVED 03/27/1997 
• NFA ASSOCIATE MEMBER APPROVED 02/19/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/19/1997 
• PRINCIPAL PENDING 02/18/1997 
• ASSOCIATED PERSON PENDING 02/10/1997 
• NFA ASSOCIATE MEMBER PENDING 02/10/1997 
JCC INC 
• ASSOCIATED PERSON WITHDRAWN 01/31/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/31/1986 
• ASSOCIATED PERSON REGISTERED 12/10/1985 
• NFA ASSOCIATE MEMBER APPROVED 12/10/1985 
LOCKHART GARRY WAYNE 
• ASSOCIATED PERSON WITHDRAWN 09/12/1994 
• BRANCH MANAGER WITHDRAWN 09/12/1994 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/12/1994 
• ASSOCIATED PERSON REGISTERED 08/24/1994 
• BRANCH MANAGER APPROVED 08/24/1994 
• NFA ASSOCIATE MEMBER APPROVED 08/24/1994 
• ASSOCIATED PERSON PENDING 07/05/1994 
• BRANCH MANAGER PENDING 07/05/1994 
• NFA ASSOCIATE MEMBER PENDING 07/05/1994 
SCHALLER HENRY ALBERT II 
• ASSOCIATED PERSON WITHDRAWN 01/31/1996 
• BRANCH MANAGER WITHDRAWN 01/31/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/31/1996 
• ASSOCIATED PERSON REGISTERED 11/10/1995 
• BRANCH MANAGER APPROVED 11/10/1995 
• NFA ASSOCIATE MEMBER APPROVED 11/10/1995 
• ASSOCIATED PERSON PENDING 09/05/1995 
• BRANCH MANAGER PENDING 09/05/1995 
• NFA ASSOCIATE MEMBER PENDING 09/05/1995 
SECTOR FINANCIAL SERVICES LLC 
• ASSOCIATED PERSON WITHDRAWN 02/27/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/27/2001 
• ASSOCIATED PERSON REGISTERED 11/08/2000 
• NFA ASSOCIATE MEMBER APPROVED 11/08/2000 
• ASSOCIATED PERSON PENDING 10/20/2000 
• NFA ASSOCIATE MEMBER PENDING 10/20/2000 
SUN COAST COMMODITIES INC 
• ASSOCIATED PERSON WITHDRAWN 03/25/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/25/2002 
• ASSOCIATED PERSON REGISTERED 07/06/2001 
• ASSOCIATED PERSON PENDING 04/09/2001 
• NFA ASSOCIATE MEMBER PENDING 04/09/2001 
• NFA ASSOCIATE MEMBER APPROVED 03/26/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/26/2001 
UBS FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 10/16/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/16/1991 
• ASSOCIATED PERSON REGISTERED 08/22/1990 
• NFA ASSOCIATE MEMBER APPROVED 06/21/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/21/1990 
WESTAR TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 06/23/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/23/1990 
• ASSOCIATED PERSON REGISTERED 01/22/1990 
• NFA ASSOCIATE MEMBER APPROVED 12/04/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/04/1989 
WINS WORLD TRADE INC 
• ASSOCIATED PERSON WITHDRAWN 01/16/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/16/2001 
• PRINCIPAL WITHDRAWN 11/17/2000 
• ASSOCIATED PERSON REGISTERED 11/04/1997 
• NFA ASSOCIATE MEMBER APPROVED 11/04/1997 
• PRINCIPAL APPROVED 11/04/1997 
• ASSOCIATED PERSON PENDING 09/19/1997 
• NFA ASSOCIATE MEMBER PENDING 09/19/1997 
• PRINCIPAL PENDING 09/19/1997 
 
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