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Details

AEGIS FINANCIAL LLC NFA ID: 0271161

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA4
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant1
Respondent1
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CFTC Reparations Cases
Total1
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Formerly Known As
No other names
 
Business Address
208 S LASALLE STREET
SUITE 1666
CHICAGO, IL  60604
UNITED STATES
(312) 236-1050
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN03/31/2004 
• INTRODUCING BROKER WITHDRAWN03/31/2004 
• NFA MEMBER SUSPENDED02/23/2004 
• INTRODUCING BROKER REGISTERED05/30/2002 
• FUTURES COMMISSION MERCHANT WITHDRAWN05/30/2002 
• INTRODUCING BROKER PENDING04/29/2002 
• NFA MEMBER APPROVED06/26/1996 
• FUTURES COMMISSION MERCHANT REGISTERED06/26/1996 
• FUTURES COMMISSION MERCHANT PENDING04/30/1996 
• NFA MEMBER PENDING04/30/1996 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.