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Details

RICHARD BRIAN BERTSCHE NFA ID: 0256290

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA2
CFTC0
Exchanges1
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
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CFTC Reparations Cases
Total1
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History
 Status Effective Date
• FLOOR BROKER WITHDRAWN07/09/1999 
• FLOOR BROKER REGISTERED11/20/1998 
• FLOOR BROKER PENDING08/11/1998 
• FLOOR TRADER WITHDRAWN06/11/1995 
• FLOOR TRADER REGISTERED06/24/1994 
• FLOOR TRADER PENDING05/11/1994 
OP WIZ INC 
• ASSOCIATED PERSON WITHDRAWN 06/07/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/07/2000 
• ASSOCIATED PERSON REGISTERED 04/04/2000 
• NFA ASSOCIATE MEMBER APPROVED 04/04/2000 
TOP STEP TRADING INC 
• ASSOCIATED PERSON WITHDRAWN 06/16/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/16/2000 
• PRINCIPAL WITHDRAWN 06/16/2000 
• PRINCIPAL APPROVED 01/06/2000 
• PRINCIPAL PENDING 12/23/1999 
• ASSOCIATED PERSON REGISTERED 06/22/1999 
• NFA ASSOCIATE MEMBER APPROVED 05/07/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/07/1999 
• ASSOCIATED PERSON PENDING 04/19/1999 
• NFA ASSOCIATE MEMBER PENDING 04/19/1999 
 
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