Advisory Committee

FCM | SDCPO/CTA | IB

Futures Commission Merchant Advisory Committee

David M. Battan
Vice President and General Counsel
Interactive Brokers LLC
Washington, D.C.
(term ending February 2018)

Bruce A. Beatus
Assistant General Counsel
Bank of America Merrill Lynch
Chicago, Ill.
(term ending February 2020)

Maria Chiodi
Managing Director and Counsel
Credit Suisse Securities (USA) LLC
New York, N.Y.
(term ending February 2020)

Robert F. Klein
Managing Director and General Counsel
Citigroup Global Markets, Inc.
New York, N.Y.
(term ending February 2020)

Russell Levens
Chief Executive Officer
G.H. Financials LLC
Chicago, Ill.
(term ending February 2018)

Donald R. Levine
Senior Counsel
Jefferies Bache LLC
New York, N.Y.
(term ending February 2018)

Bonnie Litt
Managing Director and Associate General Counsel
Goldman Sachs & Co.
New York, N.Y.
(term ending February 2018)

J.B. Mackenzie
Managing Director of Futures & Forex
TD Ameritrade Futures & Forex LLC
Chicago, Ill.
(term ending February 2020)

Marc Nagel
Chief Operating Officer
Dorman Trading LLC
Chicago, Ill.
(term ending February 2018)

Xuong Nguyen
Chief Executive Officer
FC Stone LLC
Chicago, Ill.
(term ending February 2018)

John Nicholas
Managing Director, Compliance
SG Americas Securities LLC
New York, N.Y.
(term ending February 2019)

Back to the Top

Swap Participant Advisory Committee

Andrew Alter
Managing Director and General Counsel
BNP Paribas Securities Corp.
New York, N.Y.
(term ending February 2020)

Seth P. Bender
Senior Vice President and Associate General Counsel
HSBC Bank PLC
New York, N.Y.
(term ending February 2019)

James S. Bernier
Executive Vice President
PNC Bank NA
Pittsburgh, Penn.
(term ending February 2018)

Gigi Chavez de Arnavat
Managing Director and Associate General Counsel
Goldman Sachs & Co.
New York, N.Y.
(term ending February 2020)

Scott L. Diamond
Deputy General Manager
Sumitomo Mitsui Banking Corporation
New York, N.Y.
(term ending February 2018)

Chip Goodrich
Managing Director and Senior Counsel
Deutsche Bank
New York, N.Y.
(term ending February 2019)

Richard S. Hawrylak
Senior Vice President/Senior Counsel
KeyBank National Association
Cleveland, Ohio
(term ending February 2019)

Amy Kim
Managing Director, Legal & Compliance Department
Morgan Stanley
New York, N.Y.
(term ending February 2018)

Robert F. Klein
Managing Director and General Counsel
Citigroup Global Markets, Inc.
New York, N.Y.
(term ending February 2020)

Bryan M. Murtagh
Vice President/ U.S. Legal & Compliance
Scotia Capital (USA), Inc.
New York, N.Y.
(term ending February 2020)

David A. Robertson
Assistant Vice President/Assistant General Counsel
Cargill, Incorporated
Wayzata, Minn.
(term ending February 2020)

Christine M. Stevenson
Managing Counsel
BP Energy Company
Houston, Tex.
(term ending February 2018)

Back to the Top

Commodity Pool Operator / Commodity Trading Advisor Advisory Committee

Karen A. Aspinall
Senior Vice President
Pacific Investment Management Co. LLC
Newport Beach, Calif.
(term ending February 2020)

Stephen Berger
Director, Government and Regulatory Policy
Citadel LLC
New York, N.Y.
(term ending February 2020)

Michael P. Dever
President
Brandywine Asset Management, Inc. 
Thornton, Pa.
(term ending February 2018)

John D. Fornengo
President
Eckhardt Trading Company
Chicago, Ill.
(term ending February 2020)

David Kavanagh
President
Dearborn Capital Management LLC
Chicago, Ill
(term ending February 2020)

Thomas Lloyd
General Counsel
Campbell and Company, Inc.
Baltimore, Md.
(term ending February 2020)

David P. Mathews
General Counsel and Chief Compliance Officer
Altegris Investments
La Jolla, Calif.
(term ending February 2019)

Barbara A. Pfendler
Director
Societe Generale Prime Services
Chicago, Ill.
(term ending February 2018)

David G. Pollok
General Counsel and Chief Compliance Officer
Lighthouse Investment Partners LLC
Palm Beach Gardens, Fla.
(term ending February 2019)

Back to the Top

Introducing Broker Advisory Committee

John W. Crane
President
Traders Network, Inc.
Loveland, Colo.
(term ending February 2020)

Rodney W. Dow
President
The Dow Corp.
Garrison, N.Y.
(term ending February 2019)

Ryan W. Griffeth
Postrock Brokerage LLC
Chicago, Ill.
(term ending February 2020)

Lawrence E. Hicks
Member
CattleHedging.com LLC
Centennial, Colo.
(term ending February 2019)

Kurt M. Johnson
President
Archer Financial Services, Inc.
Chicago, Ill.
(term ending February 2019)

E. Javier Loya
Chairman and Chief Executive Officer
OTC Global Holdings LP
Houston, Tex.
(term ending February 2019)

Michael J. Nugent
President
MJ Nugent & Company, Inc.
Sonoma, Calif.
(term ending February 2020)

Stephen D. Reece
President
Sciota Trading Ltd.
Ames, Iowa
(term ending February 2018)

Richard C. Schlabs
Account Executive
Schlabs & Hysinger Commodity Services
Hereford, Texas
(term ending February 2018)

Michael T. Sherzan
Board Member
Broker Dealer Financial Services Corp.
Johnston, Iowa
(term ending February 2018)

Robert B. Shults
President
Atlas Commodity Markets LLC
Houston, Tex.
(term ending February 2020)

Scott W. Stewart
President
Stewart-Peterson Group, Inc.
West Bend, Wis.
(term ending February 2018)

Back to the Top