Advisory Committee

Futures Commission Merchant Advisory Committee

Eric Aldous
Managing Director, Head of Futures
RBC Capital Markets
New York, N.Y.
(term ending February 2024)

Bruce A. Beatus
Assistant General Counsel
Bank of America Merrill Lynch
Chicago, Ill.
(term ending February 2023)

Lynette Lim
Direct and Co-Chief Executive Officer
Phillip Capital, Inc.
Chicago, Ill.
(term ending February 2022)

James B. Mackenzie
Managing Director of Futures and Forex
TD Ameritrade Futures & Forex LLC
Chicago, Ill.
(term ending February 2023)

Xuong Nguyen
Chief Operating Officer
StoneX Group Inc.
Chicago, Ill.
(term ending February 2024)

John Nicholas
Managing Director, Compliance
SG Americas Securities LLC
New York, N.Y.
(term ending February 2022)

Daniel Ryba
Vice President, Futures Brokerage
E*TRADE Futures LLC
Chicago, Ill.
(term ending February 2023)

Swap Participant Advisory Committee

Andrew Alter
Managing Director and General Counsel
BNP Paribas Securities Corp.
New York, N.Y.
(term ending February 2023)

James S. Bernier
Executive Vice President
PNC Bank NA
Pittsburgh, Penn.
(term ending February 2024)

Scott L. Diamond
Deputy General Manager
Sumitomo Mitsui Banking Corporation
New York, N.Y.
(term ending February 2024)

Emilio Jimenez
Managing Director and Associate General Counsel
JP Morgan / Corporate and Investment Bank
New York, N.Y.
(term ending February 2024)

Angie Karna
Managing Director, Legal
Nomura
New York, N.Y.
(term ending February 2024)

Amy Kim
Managing Director, Legal and Compliance Department
Morgan Stanley
New York, N.Y.
(term ending February 2024)

Robert F. Klein
Managing Director and General Counsel
Citigroup Global Markets, Inc.
New York, N.Y.
(term ending February 2023)

Dan Dan Liu
Director
GBAM Compliance
New York, N.Y.
(term ending February 2023)

Robert Marischen
Senior Advisor Regulation
Shell Trading Risk Management, Inc.
Valparaiso, Ind.
(term ending February 2024)

Bryan M. Murtagh
Vice President and U.S. Legal and Compliance
Scotia Capital (USA), Inc.
New York, N.Y.
(term ending February 2023)

David A. Robertson
Assistant Vice President and Assistant General Counsel
Cargill, Incorporated
Wayzata, Minn.
(term ending February 2023)

Margaret Vaden
Managing Director and Senior Counsel
Goldman Sachs & Co. LLC
New York, N.Y.
(term ending February 2024)

Ira Wurcel
Managing Director and Associate General Counsel
Deutsche Bank AG
New York, N.Y.
(term ending February 2022)

Commodity Pool Operator/Commodity Trading Advisor Advisory Committee

Stephen Berger
Director, Government and Regulatory Policy
Citadel LLC
New York, N.Y.
(term ending February 2023)

Michael P. Dever
President
Brandywine Asset Management, Inc. 
Thornton, Pa.
(term ending February 2024)

Evan J. Gordon
Managing Director and Deputy Chief Compliance Officer
AQR Capital Management LLC
Greenwich, Conn.
(term ending February 2024)

Tobias B. Hekster
Principal
True Partner Advisor Limited
Chicago, Ill.
(term ending February 2022)

Adam R. Henkel
Senior Counsel
Invesco Ltd.
Downers Grove, Ill.
(term expires in February 2022)

David Kavanagh
President
Dearborn Capital Management LLC
Chicago, Ill.
(term ending February 2023)

Thomas Lloyd
General Counsel
Campbell and Company, Inc.
Baltimore, Md.
(term ending February 2023)

David G. Pollok
General Counsel
Lighthouse Investment Partners LLC
Palm Beach Gardens, Fla.
(term ending February 2022)

Jacob Preiserowicz
Vice President and Senior Legal Counsel
T. Rowe Price Associates Inc.
Baltimore, MD
(term ending February 2024)

Zephram Yowell
Senior Vice President, Senior Counsel
PIMCO
Newport Beach, Ca.
(term ending February 2023)

Introducing Broker Advisory Committee

Rodney W. Dow
President & CEO
R.W. Dow Corporation
Garrison, N.Y.
(term ending February 2022)

Ryan W. Griffeth
Optimus Futures LLC
Northfield, Ill.
(term ending February 2023)

Kurt M. Johnson
President
Archer Financial Services, Inc.
Chicago, Ill.
(term ending February 2022)

Michael J. Nugent
President
MJ Nugent & Company, Inc.
Sonoma, Calif.
(term ending February 2023)

Richard C. Schlabs
Account Executive
Schlabs & Hysinger Commodity Services
Hereford, Texas
(term ending February 2024)

Robert B. Shults
President
Atlas Commodity Markets LLC
Houston, Texas
(term ending February 2023)

Matthew D. Zaner
President and CEO
Zaner Financial Services LLC
Chicago, Ill.
(term expires in February 2022)